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LPL Financial
Independent broker-dealer in the United States
LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and has been described as the largest independent broker-dealer in the United States. As of 2026, the company had more than 32,000 financial advisors, approximately US$2.3 trillion in client assets, including US$1.4 trillion in advisory assets.
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LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and has been described as the largest independent broker-dealer in the United States. As of 2026, the company had more than 32,000 financial advisors, approximately US$2.3 trillion in client assets, including US$1.4 trillion in advisory assets. LPL Financial has main offices in Boston, Fort Mill, Austin, and San Diego. The company is a member of FINRA and the SIPC. LPL Financial was formed in 1989 through the merger of two brokerage firms: Linsco (established as Life Insurance Securities Corp in 1968) and Private Ledger (established in 1973). In November 2010, LPL Financial Holdings completed its initial public offering on the Nasdaq under the ticker symbol LPLA. The company’s shares were initially priced at $30 per share. On August 15, 2017, LPL Financial Holdings Inc. signed and closed a transaction to purchase the independent broker-dealer network of National Planning Holdings, Inc. (NPH). NPH was the holding company for four independent broker-dealer firms: INVEST Financial Corporation, National Planning Corporation, Investment Centers of America, and SII Investments. On May 2, 2018, LPL Financial agreed to a $26 million settlement arising from unregistered securities.
Texto: Wikipedia en inglés, CC BY-SA 4.0. ·